Supervisor briefing · Evidence checked against live project sources · 28 Sep 2026
Evidence trail
PhD research

Towards Operationalisable Clinical Risk Prediction Models

AKI is the current clinical demonstrator. This PhD asks how a risk model can move from a valid prospective target, to a faithful representation of the evolving patient and clinical context, to an operationally meaningful signal that supports structured review without pretending that prognosis is the same as preventability or treatment response.

Current repository authority: HOLD AKI = current demonstrator Context = haemodynamic · infection · medication · procedure Risk score → structured context review, not treatment

Executive summary

One briefing, with a fast supervisor-level overview and deeper epidemiology / phenotype detail underneath.

Clinical problem

Future severe AKI

Predict clinically meaningful deterioration while preserving prospective information boundaries.

accepted framing
Intended decision

Prioritise structured review

The treating ICU / acute-care team reviews prospectively observable context and routes onward when warranted.

DEC-0084
Primary outcome

First prospectively ascertainable Stage ≥2

Persistent / severe trajectory outcomes remain secondary; the operational endpoint is observation-process dependent.

DEC-0087
Current authority

No globally accepted target, features or model

Candidate.8 is canonical and non-executable; patient-level target/model execution remains gated.

HOLD
Working research question
In adults at repeated ICU-origin prediction times, can prospectively observable clinical context improve the clinical meaning and operational usefulness of future severe-AKI risk prediction beyond a strong time-updated physiology baseline, and which contextual representations provide stable incremental value without compromising prospective validity?

Research framework

The thesis is organised around three linked methodological problems. Operationalisability is evaluated throughout rather than added as a final deployment chapter.

1 · Define

Define the prediction problem

Translate a clinical construct into a prospectively valid EHR prediction target with explicit risk-set, timing, component, missingness and terminal-event semantics.

Main AKI issue

Clinical AKI ≠ EHR-ascertainable AKI ≠ operational prediction endpoint.

→
2 · Represent

Represent the evolving patient and context

Move beyond a flat list of predictors to dynamic renal, physiological, treatment, exposure and observation-process states.

Main AKI issue

Context changes the meaning of the same observed value or medicine.

→
3 · Justify complexity

Add external knowledge only for a demonstrated residual problem

Test conventional representations first. Knowledge-informed or neuro-symbolic methods enter only if they address a specific limitation that remains.

Research design principle

Method follows the clinical and methodological requirement, not novelty.

Current context priority (DEC-0087): observed haemodynamic / treatment-state context first, infection / acute deterioration second, medication / pharmacology third, and procedure / surgery / contrast fourth. Observation process is a cross-cutting validity layer rather than a later competing context block. Each added context still requires its own evidence, prospective-observability and specification gate.

Epidemiological & prediction design

The detailed review portal is folded into this briefing here: who enters the risk set, when prediction is issued, what event is forecast, how follow-up works, and where uncertainty remains.

Who

Incident-risk state

Current prospectively ascertainable Stage 0 or Stage 1 can remain eligible for first future Stage ≥2 prediction.

DEC-0004
When

Repeated ICU-origin occasions

Rolling entry opens from ICU +6 h. q6 is the accepted primary model risk-refresh cadence; q12 is the prespecified cadence sensitivity.

DEC-0011 / 0012
What

First Stage ≥2

Forecast the first prospectively ascertainable KDIGO Stage ≥2 event; persistent / severe trajectory remains secondary.

DEC-0003 / 0006 / 0014
Horizon

24 h primary

The primary horizon is (t, t+24 h]; 48 h is secondary. A prespecified sensitivity excludes events in the first 6 h after prediction.

DEC-0013 / 0025
Follow-up

Hospital-wide issued horizon

Leaving the index ICU stops new prediction issuance, but an already-issued horizon continues under hospital follow-up. Death and discharge remain distinct terminal states.

DEC-0015 / 0016 / 0023
Figure 1

Prospective rolling-prediction design

Accepted partial design decisions within the current prospective AKI target framework.

A · Rolling prediction schedule
ICU admissionIndex ICU begins
→
+6 hEarliest possible prediction entry
→
+12 hscheduled occasion
→
+18 hscheduled occasion
→
+24 h · +30 h · …q6 h while still in index ICU
Eligibility at time t: issue a prediction when current prospectively ascertainable renal state is Stage 0 or Stage 1. If UNKNOWN, defer and reassess. If Stage ≥2 is already ascertainable, do not enter the first-future-Stage ≥2 risk set.
Model refresh: q6 h primary; q12 h prespecified cadence sensitivity. This is model-computation cadence, not alert frequency.
B · Prediction horizon
Prediction time tprospectively valid information only
→
Primary: (t, t+24 h]first future Stage ≥2
→
Secondary: (t, t+48 h]early-warning horizon
→
0–6 h sensitivityexclude very near-term events
C · ICU transfer and terminal states
Index ICUnew q6 predictions may be issued
→
ICU-to-ward transfercare-setting transition
→
No new ward predictionsfor this current MIMIC target
Already-issued horizon continues: transfer does not censor an issued 24 h/48 h window; follow-up continues in hospital using prospectively observable components.
Terminal states: first Stage ≥2 exits the first-event risk set; death before Stage ≥2 is a competing terminal event; hospital discharge alive ends in-hospital follow-up. Death/discharge are not ordinary negatives.
Project-status boundary: these are accepted partial design decisions. The complete executable target remains unaccepted and unexecuted under current project authority.
Figure 1. Working prospective rolling-prediction architecture. It distinguishes accepted entry, cadence, horizon and follow-up decisions from the still-gated complete executable target.
Figure 2

Development ICU-stay substrate and q6 prediction-occasion structure

Confirmed current UO/q6 development counts; this is not the final accepted AKI modelling cohort.

45,619unique development patients
→
59,357hospital admissions contributing valid ICU stays
→
65,813valid development ICU stays
Eligibility for the scheduled q6 grid
64,968ICU stays with ≥1 q6 occasion
845ICU stays with 0 q6 occasions
65,813 = 64,968 + 845 · first grid time ICU +6 h, then every 6 h strictly before ICU outtime
UNIT CHANGES HERE · above = ICU stays · below = prediction occasions (stay, t)
931,427scheduled q6 prediction occasions generated from 64,968 contributing ICU stays
→
Target / risk-set filtercomplete target execution pending
→
Final eligible occasionsn = pending
Interpretation: 931,427 is the complete scheduled q6 development grid, not the final number of target-eligible prediction observations. Final outcome/risk-set filtering requires the accepted executable target.
Figure 2. Development denominator hierarchy from the corrected UO/q6 substrate QC: patients → admissions → ICU stays → q6-contributing stays → repeated stay-time prediction occasions.
Why this is not just “predict AKI in the next 24 hours”

The phenotype must distinguish clinical KDIGO criteria from what was actually observable in the EHR at the prediction time. Baseline SCr availability, UO evaluability, KRT attribution, event-time versus availability-time, revisions, terminal events and zero-opportunity outcome ascertainment can all change what the label means.

What remains non-authoritative / gated

The complete target is not globally accepted in CURRENT_AUTHORITY.yaml; candidate.8 remains canonical, aligned and non-executable. Global feature and model fields are also null. The page therefore distinguishes accepted partial decisions from candidate/specification state.

Clinical phenotypes & relationships

This replaces a standalone “Medication-aware design” section. Medication is one clinically important context domain within a wider phenotype system.

Future severe AKIFirst prospectively ascertainable Stage ≥2 · operational EHR endpoint
Selected domain

Baseline vulnerability

Background susceptibility can alter future AKI risk without being the acute mechanism itself.

  • Chronic kidney disease / reduced renal reserve
  • History of prior AKI
  • Age ≥65 and selected chronic disease contexts
Relationship / guardrail

CKD → risk factor for AKI. Keep chronic baseline state separate from acute change; one elevated creatinine does not establish CKD.

C16 / C17context ≠ cause
Oliguriacriterion forAKI

Adequately measured low UO can establish AKI stage; missing UO cannot be treated as normal UO.

Hypotension≠Hypovolaemia

Low MAP/BP is haemodynamic information, not a deterministic label for intravascular depletion.

Medication exposure before AKI≠Drug-induced AKI

Temporal precedence is a patient fact, not causal attribution or preventability.

UNKNOWN component≠Observed negative

Absence of a valid assessment opportunity must remain explicit rather than silently becoming a negative label.

Hypovolaemiamodifies actionDiuretic

Depletion may support withholding/review, while congestion may make diuretic treatment appropriate: the same medicine can imply opposite actions.

EHR-ascertainable AKI≠Clinical / latent AKI truth

The operational phenotype depends on measurement coverage, timestamps and observation policy.

Prospective observability & temporal relationships

A value is usable only when its clinical event and its information availability are valid for the prediction occasion. This affects both the target and predictor-side context.

1 · Clinical event

A test, observation, drug administration, procedure or treatment state occurs.

2 · Information becomes available

The EHR can expose the information later than the biological or collection event.

3 · Prediction occasion t

Only information validly available by t may enter the model or current-state phenotype.

4 · Future window (t, t+H]

The outcome is sought prospectively after the prediction time.

5 · Ascertainability

Observed non-event is separated from zero valid opportunity to determine the endpoint.

Renal component

SCr, UO and KRT are non-equivalent signals

Each has different observation and timing properties. One observed qualifying component may establish AKI while another remains unavailable.

Context component

Observed proxy ≠ latent state

MAP, lactate, fluids and vasopressors may support haemodynamic interpretation but do not by themselves establish shock, hypovolaemia or a renal mechanism.

Transportability

Measurement policy can change model meaning

An EHR phenotype and its apparent missingness can shift when another hospital measures or documents differently.

How clinical context enters the prediction model

The modelling framework is not medication-specific. Context domains are added one at a time, with each block requiring its own clinical rationale, prospective-observability check and specification before comparison.

reference model

A · Time-updated patient state

Start with a strong renal and physiological representation using only prospectively valid observed patient information.

↓

Question: what can the evolving clinical state already explain?

context increment

B · Add one governed context domain

Add one clinically justified context block. Current priority is observed haemodynamic/treatment state, then infection/acute deterioration, then medication/pharmacology, then procedure/surgery/contrast.

↓

Each domain is tested separately before combining domains, so any incremental value remains interpretable.

contextual representation

C · Context × patient state × time

Test whether the same context becomes more informative when represented relative to renal trajectory, physiology, treatment state and time rather than as a flat feature list.

↓

Only after fair same-information comparisons should more complex or external-knowledge mechanisms be considered.

Current first context priority: observed haemodynamic / treatment-state context.
This is the first broader-context study to develop next, based on current feasibility, local support and clinical relevance. The existing medication A → B_RAW → B_CONTEXT study remains a governed bounded workstream, but it is no longer assumed to come first in the PhD sequence.
priority 1
Observed haemodynamic / treatment state
BP/MAP trajectories, governed support state and other prospectively observed haemodynamic information; do not infer hypovolaemia or shock from one proxy.
priority 2
Infection / acute deterioration
Sepsis-related and evolving acuity context, with phenotype semantics kept separate from individual treatment or laboratory signals.
priority 3
Medication / pharmacology
Prospective exposure, dose/timing and medication × renal/physiological context; the bounded medication study remains valid but moves later in sequence.
priority 4
Procedure / surgery / contrast
Prospectively timed procedural and exposure context where clinically justified and locally supported.
cross-cutting validity
Observation process
Measurement recency, availability, coverage and UNKNOWN state accompany every model comparison rather than competing as a later context block.
later after validation
Latent volume / congestion / cause-specific states
Potentially high impact, but only after transparent phenotype validation; low MAP ≠ hypovolaemia and heart failure ≠ congestion.
Anti-conflation rule: a clinically valid relationship does not automatically become a predictor, a predictive interaction, a model constraint, or a treatment recommendation.

Evaluation: prediction + operational usefulness

The accepted evaluation architecture avoids reducing success to AUROC alone and keeps retrospective predictive claims separate from clinical-outcome benefit.

24 h

Primary horizon; 48 h retained as secondary/sensitivity.

ΔAUPRC

Primary discrimination estimand for the central contextual representation contrast; paired ΔAUROC is key secondary evidence.

Calibration

Reliability curve, calibration-in-the-large/intercept where compatible, slope and Brier score.

Matched burden

Compare PPV, sensitivity and workload at prespecified review-burden operating points rather than inventing an “optimal” cutoff.

First alert

Patient/stay-level first-alert PPV, sensitivity, lead time, unique patients alerted and repeated-alert burden.

2,000×

Paired subject-cluster bootstrap replicates for final uncertainty, preserving within-subject repeated observations.

Claim boundary: retrospective work may establish predictive increment and, with supporting operational evidence, an operationally promising increment. It cannot establish treatment benefit or clinical utility without prospective/interventional evaluation.

Research sequence

A gate-based plan is more defensible than promising a fixed number of papers or methods in advance.

Now

Close the target / phenotype path

Finish the remaining executable integration and validation gates for the prospectively ascertainable Stage ≥2 phenotype.

Next

Run strong simple comparators

Establish time-updated physiology performance and the first governed medication/context increments with prespecified evaluation.

Then

Expand context deliberately

Prioritise later phenotype/context blocks only after evidence, observability and specification review.

Conditional

Knowledge-informed methods

Introduce explicit external knowledge or neuro-symbolic mechanisms only when ordinary learning leaves a concrete residual problem.

Useful supervisor discussion points

These are discussion prompts, not hidden requests to reopen already accepted project decisions.

1

Paper / chapter distinctness

Is prospective phenotype and ascertainment methodology sufficiently substantial as the first empirical chapter, or should it be framed primarily as enabling methodology for the later context study?

2

First context-study design

For the haemodynamic / treatment-state study, which observed representation should be the main incremental test: continuous MAP/BP trajectories, support-state transitions, lactate/perfusion summaries, or a deliberately minimal combination?

3

Method-complexity threshold

What empirical failure of simpler temporal/context models would be sufficient justification for TraCeR-style, Transformer or neuro-symbolic complexity?

4

Operational evidence expected for the thesis

How far should the PhD push beyond discrimination/calibration into first-alert burden, lead time, transportability and workflow-facing evaluation before prospective clinical validation becomes future work?

Evidence trail for this version

The page separates live project authority, the Evidence Matrix, project literature notes and synthesis.

Live project governance checked first

Source access: Project governance files are stored in a private GitHub repository and require authorised access.

AKI Evidence Matrix — live workbook

Consulted 00_Read Me, C16_Clinical Phenotypes, C17_Phenotype Relationships and P19_Feature–Phenotype Crosswalk. The Matrix is an evidence-navigation/synthesis layer, not scientific authority.

Open the live Evidence Matrix

Project literature notes consulted
  • REV-PHENO-01 — AKI operational definition, prospective EHR ascertainment and component-availability distinctions.
  • REV-ASCERT-01 — outcome unascertainability, informative observation and uncertain endpoints.
  • REV-INTUSE-07 — intended-use synthesis and clinical ownership / action architecture.
  • REV-MED-08 — prediction relevance and system placement of medication knowledge; action knowledge ≠ prediction knowledge.

Private reflective sources were not consulted. The phenotype relationship map is a supervisor-facing synthesis of the live Matrix and governed project evidence; it is not an executable ontology, feature contract or causal model.